This article was first published in
"Alternatives to the High Costs of Litigation," June 1999.
In dispute resolution, we had better keep our wits about us: We already have made the
"easy" gains in reputation and knowledge. After 20 years of growing acceptance
among corporations, law firms, courts and government agencies, we are beginning to see
evidence of routinization, and other signs that we are at risk of a slowing of innovation.
The Theory to Practice project, first described in these pages in July 1997, works to
integrate scholars thinking and practitioners experience, partly to combat a
tendency weve seen all too often in older professionsthe formation of mutually
exclusive "little boxes of knowledge" that do not respond adequately to
clients or societys complex needs. Juxtaposing "uncomfortable"
perspectives can be a productive response, because it offers the opportunity to find whole
new ways of defining what we can do.
One might think it was routine for scholars and practitioners to meet for innovative
and in-depth discussions, in a field which inherently incorporates as many points of view
and sources of expertise as ADR. But analyzing who comes to typical professional meetings
reveals interesting patterns.
Some gatherings are identified as practitioner-oriented, so when scholars even show up
at these, it's typically the result of an invitation to speak as part of a plenary
session, or in some other setting that invites them for a finite time and purpose and to
expect a degree of deference. Without anyone intending it, this pattern subtly discourages
open and in-depth discussion.
Other meetings are identified as "scholarly"and when practitioners show
up at these, they are regarded as interesting but somewhat peculiar specimens who
dont fit into the stream of discussion very neatly.
This article will describe one low-cost and deceptively simple approach to getting a
productive ADR discussion off the ground.
Hampered by Expectations
To convene a meeting of any length specifically to try to juxtapose scholars and
practitioners knowledge and ways of thinking can be a tricky proposition. One
reason, as Theory to Practice project experiments have demonstrated, is that practitioners
tend to see the "origin of wisdom" as deriving from accumulated and highly
personal experience. Scholars, meanwhile, tend to see wisdom in much different terms, as
the product of tested hypotheses that are independent of any individuals
"anecdotal" knowledge. These different perceptions of such a fundamental issue
have a practical consequence: Since each group tends to see itself as being more in the
role of teacher and the other primarily as there to learn something, going into a meeting
each tends to expect the other group to fulfill its perceived role. This is not a great
start to a collegial discussion.
The Theory to Practice project has sought ways of developing discussions that include
both experienced scholars and experienced practitionerswithout the pleasant but
distracting enthusiasm of newcomers, which tends to be a characteristic of general
conferences in so rapidly growing a field. Last fall, at the Portland, Ore. Society of
Professionals in Dispute Resolution national conference, the project held its first
Moveable Feast.
The Moveable Feast is a model for an informal working meeting which doesnt
require a major commitment of funds and time to convene, to which only ADR experts are
invited, at which many points of view are represented, and which produces a tightly
focused productfast. I think the structure shows promise for broader use.
The subject chosen for the first foray was broad: The likelihood that we would need
industry-wide "protocols" to inform the relationship between a researcher and a
practitioner group. A great deal is now understood about the social psychology, economics
and sociology of negotiations, along with a long list of other perspectives. And building
close and continuing relationships between research and practice holds promise of our
being able to delve deeper into what really happens in mediation, and other forms of
dispute resolution, than when the researchers are forced to rely on surveys and other
arms-length data. Practitioners and policymakers, in consequence, can expect to do better
work for our clients if we become more willing to facilitate outside analysis from all
these perspectives.
Yet resistance to ideas among practitioners runs deep enough that many concepts that
might lead to better and bigger practices cant get through unless we first allow for
building dispute resolution-specific examples, studies and inquiries. And researchers
cannot ordinarily hope to obtain sensitive data without collaboration with practitioners
and program managerswe practitioners have lots of excuses for hiding anything we are
afraid to see in print. A series of experiments that Theory to Practice ran, in which we
worked out realistically tension-filled scenarios with leading scholars and mediators
playing something close to their accustomed roles, demonstrated that
researcher-practitioner relationships are fraught with possibilities for disappointment.
It became clear that if any such relationships were to be started on solid ground, we had
to make progress on some basic understandings.
So we invited two dozen leading practitioners and scholars to dinner.
Breaking Bread over ADR
This is more unusual than it sounds. Dinner, as a setting, has the inherently
collaborative overtones traditionally associated with breaking of bread together. But
normally people tend to associate with people who are quite like themselves. If our
eventual product was to have credibility in some rather sensitive areas, diverse
viewpoints were essential elements. We had to schedule an "event."
Because the topic of immediate concern was national in scope, we decided to do this in
tandem with a major conference. This way, enough people of every persuasion already would
be present, and travel expenses were already accounted for. (The Theory to Practice
project only paid for the meal.) We also decided on a less-than-formal oyster bar as the
gathering site, rather than a typical buttoned-down business dinner establishment. This
strategy worked, because we were able to attract a remarkable degree of intellectual
horsepower from both sides of the fence, and an informal atmosphere was immediately
visible.
But theres more to designing a good encounter than that. For example, what is the
quality of discussion on a serious topic likely to be, at a table that includes two dozen
people? My organizer colleagues, University of Missouri-Columbia School of Law Prof. Bobbi
McAdoo and Dickinson School of Law (Carlisle, Pa.) Prof. Nancy Welsh, and I concluded that
basic acoustics virtually guarantees that a gathering set up that way will devolve into
separate discussions, in which the topic is gradually lost in an entertaining but
unproductive series of diversions. Does that seem familiar?
We settled on a structure in which the whole group would assemble briefly for a short
grounding in the problems at hand, in the form of a scholar and a practitioner recounting
some relevant personal experiences. Earlier Theory to Practice events had identified two
who combined some emblematicand troublingexperiences with a willingness to
discuss them, semi-privately, among a select audience.
Following this orientation, the group divided into four tables of six, which we
concluded to be the ideal size for an intense discussion. A couple of hours later, the
group got back together for a quick rundown on which table had produced what insights, and
we retired for the night. Rough notes were produced on the spot by four
"reporters," one at each table. And interest has remained high enough that many
who were present for this one-time encounter took the time to write detailed comments
during the drafting of the resulting document.
The Resulting "Protocols"
There isnt space here to print what we are now calling "not quite
protocols." The protocols continue to be a work-in-progress. But I will illustrate a
few of the results of a lively and straightforward talk among proficient people who rarely
get to draw from each others expertise.
For example, the development of project-specific protocols represents an important
occasion for the practitioners to judge the character and trustworthiness of a particular
researcher. The group concluded that no boilerplate protocols should substitute for that
process of explanation and negotiation, so that one side wont feel blindsided later.
Some of the things that should emanate from this kind of initial discussion with
practitioners:
The characteristics of a Moveable Feast are not, when you stop to analyze them, all
that hard to arrange: A deliberately ephemeral group; a selective invitation list; an
informal setting including some sort of food; a "working party" orientation
rather than a typical symposium or conference; and a "laborer" who undertakes to
codify the results and check back for corrections following the discussion. This is enough
to get a good-natured but blunt discussion going. (The project now has another Moveable
Feast slated: Later this month at the U.S. Justice Department, we will take up a different
subjectthe search for "practical theory" in the dusty archives of
researchers whose work has all too often been ignored, when it might yet help to improve
practice.)*
If researchers and practitioners can feel freer to be forthright about the problems,
they are more likely to discover why they hold different perspectives. This can
lead both to understand better the value of working together in novel and challenging
combinations of interest and background.
* Note: Since this article went to press, two more "moveable feasts" have
been held. Like the first, these attracted unusual arrays of scholarly and practical
expertise, and engendered rich and original discussions. They support my expectations for
this approach.
C.H., 12/6/99.