Conflict resolution is being used with increasing frequency to supplement, and, in some
cases, supplant traditional decision-making processes at all levels of government. By
emphasizing process over partisanship, conflict resolution has enabled advocates of
seemingly irreconcilable political views and conflicting agendas to develop policy and
legislation. Agreements have been reached on broad issues such as education and
transportation policy as well as on more discrete issues such as highway location, port
development, urban renewal plans, and the siting of power-generating plants.
CONFLICT RESOLUTION AND CULTURAL CHANGE
Conflict resolution seeks to resolve a conflict in ways that satisfy the objectives of
all the parties through a cooperative, voluntary process. It generally involves joint
fact-finding, analysis, and discourse to devise solutions. Conflict resolution encompasses
both direct negotiation and, as is frequently the case, mediation by which a neutral
facilitator helps the parties reach agreement. In some instances, however, mediators are
not disinterested neutrals at all, but rather, conveners with a compelling interest in the
outcome.
The conflict resolution trend has some twenty years experience now. Still, there
remains a sense that conflict resolution is something that takes place at the margins -- a
peripheral process -- that has yet to be incorporated into the public policy and planning
culture. This perception persists despite a number of impressive success stories,
including those in state legislation and policy-making, land use and community
development, economic development, and environmental protection.
State Legislation and Policy-Making
In some states, legislatures are employing problem-solving approaches in the development
of legislation by bringing affected groups into the process. In Wisconsin, for instance,
beginning in the mid 1980s, committees of legislators from both sides of the aisle and
representatives from industry, environmental groups, and executive agencies joined to
produce major state laws on such controversial issues as metallic mining reclamation,
regulation of stationary sources of air pollution, solid and hazardous waste disposal
siting, and groundwater management. The inclusive nature of the consensus-building
legislative process tends to produce a better outcome, leading to more effective
legislation and broader acceptance of it.
Land Use and Community Development
In the area of land use and community development, the Atlanta Neighborhood
Development Partnership (ANDP) illustrates the value of conflict resolution in urban
revitalization efforts -- a particular challenge where the lack of the financial,
political, and community wherewithal often presents an impediment to a sustained planning
and implementation process. The ANDP provides funds and technical assistance to community
development corporations in more than a dozen neighborhoods in the Atlanta area. Its
success lies in bringing together and generating the active support and participation of
grass-roots groups, corporations, foundations, and government agencies to develop and
implement land use decisions. Through these collaborative efforts, ANHP has built more
than 5,000 units of affordable housing. This required reaching consensus on ends -- to
preserve historic neighborhoods and build new affordable housing -- and means -- to
generate investment dollars, revitalize community organizations, and maneuver efficiently
through zoning, building, and land acquisition regulations.
Economic Development and Environmental Protection
An unusual partnership between upstate farmers, state and federal environmental
officials, and New York City officials provides a national model for urban-rural
cooperation on economic development and environmental issues. The partnership began as
open warfare. The City, under pressure from the United States Environ-mental Protection
Agency (E.P.A.,) issued a draft of proposed revisions to its watershed regulations. These
regulations focused on upstate farms as a primary source of unwanted nutrients and
intestinal parasites threatening the city's water quality. The proposed regulations would
have devastated farmers, removing significant acreage from grazing and planting. In
response to farmers' protests, upstate politicians forged a coalition to fight the
regulations.
With the controversy mounting, a state deputy commissioner set up a forum where farmers
and city officials could seek a "just peace." A series of meetings followed
yielding an ad hoc task force that sponsored programs to demonstrate to farmers the links
between their fields and herds and the drinking water for 9 million people. Federal and
county agricultural experts spoke about the concept of the "whole farm plan" in
which experts tailor recommendations for each farm, projecting a reduction in the flow of
pollutants that would also boost profits. At the same time, city and federal environmental
officials were brought to several of the farms and shown how much land farmers would lose
if the projected rules were adopted.
Gradually, a plan for the watershed began to evolve. The farmers insisted that it be
run locally, be entirely voluntary, and financed by New York City. In return, the city
held out for the right to reinstate stringent regulations if the farmers failed to recruit
at least 85% of the 550 farmers in the watershed by fall of 1997.
The plan is being implemented successfully and monitored: the city has provided the
funds; the number of farms signed on to the program is ahead of schedule; monitoring
stations have been established at critical points to document changes in pollutants and
hazardous microbes; and, federal funds have begun to flow into agricultural councils for
detailed studies of pathogens in dairy herds. The plan has, moreover, helped to integrate
a region that has been divided by water for years. The result adds weight to the theory
that local, flexible efforts to cut pollution can be more effective than top-down,
by-the-book regulations. It also demonstrates the potential -- the intrinsic value-added
dimension -- of mediation, that more can be gained in meeting interests than in simply
reaching a compromise.
MEDIATION VS. LITIGATION
While conflict resolution is not appropriate in all cases, it represents an appealing
alternative in many situations. There are several reasons why. First, it is less formal
and expensive than litigation and other formal adjudicatory processes. Second, it is
likely to be more accessible. Third, and perhaps most importantly, it responds to problems
underlying the disputes, attends to the interests of the parties, and can produce
resolutions that are more efficient and enduring. The challenge is to fit the dispute to
the appropriate forum or process.
Courts are clearly the proper forum for resolving constitutional matters, clarifying
legal principles, and establishing a precedent of public importance. In contrast,
mediation is appropriate for handling matters where:
- the litigants' participation is needed to implement their agreement (i.e., compliance
is a variable and modification may become necessary);
- there is no need or desire for precedent;
- a mix of decisions is needed;
- there are underlying issues present and resolving the dispute is more important than
satisfying principle (e.g., cleaning up a toxic waste site;) and
- there are continuing relationships -- such as in land use disputes -- and a process that
pits one against the other and determines a winner and a loser is ill-suited for devising
remedies that work.
PREPARING FOR THE FUTURE IN NEW JERSEY
What needs to happen if consensus-based approaches are to be used to develop and implement
land use decisions in New Jersey? Simply stated, a receptive climate, one that generates
an informed, active, and participating citizenry is needed. Both executive and legislative
branches of government need to be exposed to the potential that these approaches can offer
in addressing land use (and other) needs. Reform also needs to be advanced in the courts
to provide access to options for resolving disputes other than traditional adjudication --
and, where they exist, to encourage their use. In addition, frameworks need to be created
that encourage and support negotiation and mediation so that public institutions and
private ones -- as well as community-based organizations -- will have a capacity to plan
for the future and resolve land use disputes in less confrontational ways.
Much of the future use of conflict resolution rests on those procedural frameworks and
their success in producing outcomes that work. The process needs to be grounded in a
number of general principles: